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Code of Ethics Compliance Officer

Company: Point72 Asset Management LP
Location: Stamford
Posted on: August 3, 2020

Job Description:

Description A Career with Point72's Compliance Team The Point72 Compliance Team is a dedicated group of global professionals who establish and enforce the Firm's compliance policies supporting the Firm's investment and trading activities. Research compliance is responsible for research management oversight and real-time advice on issues regarding information received or generated by the firm. What you'll do - Support the Firm's Code of Ethics procedures - Review and manage employee personal account disclosures - Link accounts to approved broker feeds - Create third party discretionary letters for managed accounts - Request and monitor receipt of personal account statements - Review and manage Code of Ethics disclosuresprivate investments, outside activities, related persons, political contributions, stock/bond certificates - Oversee gifts and entertainment approval process - Onboard new hires and review new hire disclosures - Monitor and assist in employee personal trading - Perform regular reconciliations of employee personal accounts and approved broker feeds - Review and resolve post trade surveillance and violation errors - Other duties as assigned Requirements What's required - Undergraduate degree required - Proficient in Microsoft Office - Analytical and detail oriented - Strong interpersonal skills and written communication skills - Ability to work independently and within a team player - Ability to manage and prioritize multiple tasks Posted 07/28/2020 - Full Time position - Compensation will be Market Rate

Keywords: Point72 Asset Management LP, Stamford , Code of Ethics Compliance Officer, Other , Stamford, Connecticut

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